
About
RegTechPRO is a compliance workflow management platform focused on FCA-regulated firms. The vendor describes a unified system covering FCA conduct rules, AML (financial crime), and Data Protection compliance with modules mapped to specific rules. Features listed include an intelligent tracker for FCA authorisation, dynamic checklists, document management, version history and audit trails, automated reminders and approval workflows, centralised repository for compliance documentation, and due diligence workflows with full verification trails. The product is presented as a subscription SaaS with an online store of modules and demo booking. The site positions the platform for wealth managers, discretionary fund managers, investment advisers and consultancies supporting multiple clients.
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